Fee Schedule

Trade-related Services  ((Included HKD & RMB denominated Equities) 
 Standard Commission
 Commission  0.25% (min HKD 100 per trade) for HKD denominated equities (VIP to be negotiated separately)

0.25% (min CNY 100 per trade) for RMB denominated equities (VIP to be negotiated separately)
 Exchange Fees and Other Levies
 Stamp Duty  0.1% on gross consideration(Rounded up to the nearest HKD 1)(Effective on 17/11/2023)
 SFC Transaction Levy  0.0027% on gross consideration
 Stock Exchange Trading Fee  0.00565% on gross consideration (Effective on 01/01/2023)
 CCASS Stock Clearing Fee  0.002% on gross consideration (min. HKD 2; max. HKD 100) for HKD denominated equities

0.002% on gross consideration (min. CNY 2; max. CNY 100) for RMB denominated equities
 AFRC Transaction Levy  0.00015% on gross consideration (rounded to the nearest cent)

The above fees and charges are subject to changes without notice.

IPO Subscription Fees and Other Charges
                                                                                 
 Subscription Fee  HKD 50 (HKD denominated Equities))
RMB 50 (RMB denominated Equities)
 Brokerage Fee  1%
 SFC Transaction Levy  0.0027% on gross consideration
 Stock Exchange Trading Fee  0.00565% on gross consideration
 AFRC Transaction Levy  0.00015% on gross consideration (rounded to the nearest cent)

The above commission, fees and charges are subject to changes without notice

Scrip Handling And Settlement-related Services
(Included HKD & RMB denominated Equities)
 Stock Deposit (physical)  Stamp Duty HKD 5 (Per cert. or T/D)
 Stock Deposit via CCASS Settlement
Instructions (SI)		  Free of charge
 Stock Deposit via CCASS Investor
Settlement Instructions (ISI)		  Free of charge
 Stock Withdrawal (physical)  HKD 3.50 per board lot (min. HKD 30 per stock/per transaction,
odd lots are charged as board lots.)
 Stock Withdrawal via CCASS Settlement Instructions (SI)  HKD 100 per stock/per transaction
 Stock Withdrawal via CCASS Investor Settlement Instructions(ISI)  Free of charge

The above fees and charges are subject to changes without notice.

 Nominee Services and Corporate Actions 
 HKD denominated Equities
 Cash / Scrip Dividend Collection /  Privatization  0.50% on dividend amount (min. HKD 20, max.            HKD 10,000)
 Bonus Shares / Rights / Cash Offer and  Open  Offer Collection  HKD 0.80 per board lot** + handling fee of HKD 30 (max.    HKD 10,000 per transaction)
 Corporate Action Fee (e.g. Warrants / CBBC  Conversion, Redemption, Rights Subscription)  HKD 0.80 per board lot** + handling fee of HKD 30 (max.    HKD 10,000 per transaction)
 Share Registration and Transfer Fee  HKD 1.50 per board lot** (for book close dates and event  dates  of corporate actions)
 RMB denominated Equities
 Cash / Scrip Dividend Collection /  Privatization  0.5% on dividend amount (min. CNY 25; max. CNY 8,500)
 Bonus Shares / Rights / Cash Offer and  Open  Offer Collection  HKD 0.80 per board lot (charged in CNY)** + handling fee  of CNY  25 (max. CNY 8,500 per transaction)
 Corporate Action Fee (e.g. Warrants / CBBC  Conversion, Redemption, Rights Subscription)  HKD 0.80 per board lot (charged in CNY)** + handling fee  of CNY  25 (max. CNY 8,500 per transaction)
 Share Registration and Transfer Fee  HKD 1.50 per board lot (charged in CNY)**(for book close  dates  and event dates of corporate actions)
 Hong Kong Debt Securities
 Bonds Interest Collection  0.50% on interest amount (min. HKD 20, max.              HKD 10,000)
 Redemption Collection  HKD 100 per transaction
 Others  Please contact our staff directly (852) 2703 0080

**Odd lots are charged as board lots

The above fees and charges are subject to changes without notice.

Australia Shares 
  Items  Charges (AUD)
 Standard Commission  0.45% of Transaction Amount (Minimum commission AUD90)
  Dividend Tax*  30-46.5%
 Dividend Collection Fee**  AUD8.00
 Singapore Shares 
 Items  Charges (SGD)
 Standard Commission  0.3% of Transaction Amount (Minimum commission SGD54)
 Settlement Fee  0.0325% of Transaction Amount
 SGX Access Fee  0.0075% of Transaction Amount
 Dividend Tax*  0-15%
 Dividend Collection Fee**  3% on Dividend Amount (Minimum SGD12, Maximum SGD150)
 US Shares 
 Items  Charges (USD)
 Standard Commission  0.27% of Transaction Amount per order (Minimum commission USD45)
 SEC Fee  0.00278% of Transaction Amount (Rate subject to change irregularly per calendar year base on US SEC policy.)

Minimum USD0.01 (No Maximum limit)

Applicable per SELL trade only
 Dividend Tax*  0-30%
 Dividend Collection Fee**  3% on Dividend Amount (Minimum USD9, Maximum USD105)

*Subject to change by relevant country tax policy.

**Charges apply on the amount after dividend tax.

The above commission, fees and charges are subject to changes without notice.

Account Maintenance 
 Issue of statements over 3 months old  HKD 25 per statement request
 Confirmation for Audit Purposes  HKD 50 per confirmation request
 Others  Please contact our staff directly (852) 2703 0080
 Financing and Other Services 
 Financing Charges and Overdue Interest
 Hong Kong Dollar (cash client)  HKD Prime Rate (Refer to Nanyang Comm. Bank) + 7%  (p.a.)
 Hong Kong Dollar (margin client)  HKD Prime Rate (Refer to Nanyang Comm. Bank) + 3%  (p.a.)
 Credit Interest
 Hong Kong Dollar (cash and margin client)   HKD 0.6% p.a. (HK$3,000.00 or above)   
 Renminbi (cash and margin client)  CNY 0.25% p.a. (CNY5,000.00 or above)
 Payment Charges by Remittance
 HKD Fund Withdrawal to overseas banks  HKD 250 per transaction (Bank charges not included)
 RMB Fund Withdrawal to overseas banks  Equivalent to HKD 250 per transaction (Bank charges not   included)
 Payment Charges by Express Transfer (CHATS)
 HKD Fund Withdrawal to local banks  HKD 200 per transaction (Bank charges not included)
 RMB Fund Withdrawal to local banks  Equivalent to HKD 200 per transaction (Bank charges not included)
 Returned Cheque
 HKD Returned Cheque  HKD 100
 RMB Returned Cheque  Equivalent to HKD 100

 

The above fees and charges are subject to changes without notice.

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